AI Governance
Principles
P1 = Safe = No Weaponization
P2 = Ethical = Beyond Legal
P3 = Accountabie = Responsibile, Liabie
P4 = Explainable = Transparent
P5 = Private = Secure
Systems
How Developed
Stages
1. Application <-- Governamce
1.1. Usage: Original vs Actual <-- Governance
1.1.1 Impact <-- Governance: P1 = Safe?
P2 = Ethical?
P3 = Accountable?
P4 = Explainable?
P5 = Private?
2. RAG = Retrieval Augmented Generation <-- Governance: P5 = Private?
3. Model <-- Govenrance
3.1. GIGO = Garbage-In-Garbage-Out ==> Data Quality
3.2. BIBO = Bias-In-Bias-Out ==> Data Diversity, Fair Sampling: Gender, Race, Age
3.3. FIHO = Facts-In-Hallucination-Out ==> Data Fact Check: Human-in-the-Loop: Health, Legal, Financial
3.4. PII = Personally Identifiable Information ==> Data Filter: Remove PII, Redact
Copyright data
3.5. Provenance = Source ==> Data Labeling Tracking
4. Prompt <-- Governance
4.1. Intention: Orginal vs Actual
4.2 Clarity, Specificity
4.3. Audience
How Actioned
If something wrong, what mitigation
Due Dilligence
Human in the Loop
|----------------------------------------------------------------------------------------------------------| | Ethics | Data | AI Model | |----------------------------------------------------------------------------------------------------------| | 1. Interconnected, Distinct | Collection, Use, Protection | Moral implications of AI-decision making | | 2. Accountability, Transparency | Need clear guidelines | Need clear guidelines | | 3. Bias | Unbiased Sampling | Check model response | | 4. Privacy, Security | Regulations, Protection | Regulations, Protection | | 5. Governance, Oversight | Framework | Framework | | +-- Lazy? | | | | +-- Incentivization? | | | |----------------------------------------------------------------------------------------------------------|

